What regulatory or SEC filings, if any, does Rose Lake Capital LLC have that disclose investors, capital raises, or audited financial statements?

1. Public footprint: a private‑market pitch, not a public SEC registry entry

Rose Lake’s own website markets bespoke deal‑structuring, M&A, debt restructuring and capital‑raising services and frames the firm as a private manager of opportunities rather than a publicly reporting issuer; its legal Terms page explicitly warns the site is not an offer to buy or sell securities, language commonly used by private managers to avoid implying a registered public offering ^{[1] [2]}. Directory and firm‑profile services (ZoomInfo, Datanyze, Dun & Bradstreet) list Rose Lake Capital LLC (and Rose Lake Inc.) as Washington, D.C.‑based private entities active in venture capital/PE and financial services, but those profiles do not substitute for SEC filings and do not show investor lists, capital raises, or audited statements ^{[3] [4] [6]}.

2. Media and disclosure coverage: congressional forms and press reporting, not SEC schedules

Several news outlets have spotlighted Rose Lake in the context of Rep. Ilhan Omar’s financial disclosures and reporting about Mynett/Hailer business affairs, noting that Rose Lake was disclosed as an asset on congressional financial forms and that reported valuations changed markedly between filings; those disclosures concern personal asset reporting and do not constitute SEC filings by the company that would list investors or audited financials ^{[5] [7] [8]}. Investigative reporting cited small cash balances in related entities in court or discovery documents (e.g., amounts like $42.44) and quoted claims that Rose Lake was “dormant” or transitioned to a public benefit corporation, but those pieces are reportage of court filings and disclosures rather than evidence of SEC registration or audited statements ^{[5] [9]}.

3. No identified SEC or regulatory filings in the provided reporting

Within the corpus of sources supplied there is no example of an SEC EDGAR filing (Form D for private placements, Form ADV for registered advisers, periodic reports for public companies, or auditor‑signed financial statements) for Rose Lake Capital LLC that discloses investor names, capital raises, or audited financial statements; the adviser‑info snippet in the set refers generically to the IAPD system and does not present a Rose Lake Form ADV or registration record in the material provided ^[10]. Business directory entries and corporate website content do not equal SEC filings and, in this reporting set, no Form D, S‑1, 10‑K, 8‑K, audited financial statements, or equivalent regulator‑filed investor lists were produced ^{[3] [4] [6] [2]}.

4. Alternative interpretations and red flags in secondary reporting

The rapid changes in reported valuations on congressional disclosures and media narratives about “scrubbing” officer information on the firm’s public pages have driven scrutiny, but these are signals in media and disclosure documents rather than confirmations of capital raises or audited statements filed with securities regulators; media claims about a "$25 million" valuation or sudden wealth are drawn from personal disclosures and commentary and should not be read as evidence of SEC‑filed capital‑raise documentation ^{[11] [7] [12] [8]}. The presence of disclaimers on Rose Lake’s site about not soliciting securities is consistent with a private‑company posture but does not by itself prove or disprove past private placements—only that no such SEC filing was surfaced in the supplied reporting ^[2].

5. Limitations of the available reporting and next steps for verification

The reporting assembled here does not include searches of SEC EDGAR, state secretary‑of‑state filings, Form D databases, or the firm’s Form ADV (if any) in full; therefore it cannot definitively say Rose Lake has never filed — only that none of the provided sources shows regulatory or SEC filings disclosing investors, capital raises, or audited financial statements for Rose Lake Capital LLC ^{[3] [10] [4] [5]}. To move from absence of evidence in news and directories to positive confirmation, one would need targeted checks of EDGAR (Form D, S‑1, etc.), state business filings where the LLC is registered, and SEC/FINRA adviser registries for any Form ADV — searches not present in the supplied documents ^{[10] [2]}.