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Index/Topics/Securities Fraud

Securities Fraud

The investigation and prosecution of securities fraud

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1 result
Jan 27, 2026

What is the current status of federal referrals (SDNY/IRS) stemming from the New York Attorney General's investigation, and what crimes would prosecutors need to prove to seek criminal forfeiture?

The New York Attorney General’s civil probe of was publicly accompanied by formal referrals to federal authorities — and — but there is no public record in the provided reporting that SDNY or IRS conf...

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