factually
Index/Topics/Series 65 and Series 7/66 Licenses

Series 65 and Series 7/66 Licenses

Individual license needs vary by state and activity, with Series 65 or Series 7/66 commonly required unless state exemptions apply.

Fact-Checks

1 result
Jan 23, 2026

strict, no-nonsense examiner for a hedge fund

is to evaluate whether the manager meets statutory registration thresholds, maintains the required compliance architecture, and accurately discloses risks and performance to investors; registration th...